Sound Recordings

Publication, distribution, and manufacture statements for sound recordings

Name of publisher

This section expands on MLA Best Practices for Manifestation: name of publisher, specifically the Prerecording section and the condition addressing multiple publisher names for the same resource.

Citations and discussions of musical sound recordings typically identify them by record label: that is, a trade or brand name which functions more like a publisher imprint than a discrete entity. Some labels may correspond exactly to a corporate body or operate as divisions or subsidiaries of a corporate body. However, labels do not necessarily share a one-to-one relationship with the entities that own and manage them. For example, the Columbia label—the oldest sound recording label still active—has been owned by at least seven companies in its history, three of which have been divisions of Sony.

As a further complication, the publisher or label is frequently distinct from the entity or entities that hold the copyright or other rights to the music presented on the recording. This is most obvious when one company or label is identified as having licensed the music to another company or label for publication, but it can occur in less obvious ways as well. For example, the company Bella Musica Edition administers three labels: Antes Edition, Bella Musica, and Thorofon; for all three, the copyright holder named on the recording is the parent company, Bella Musica Edition.

Wherever possible, prefer names of labels over names of companies that own or manage them.

Identifying record labels

A record label will most often be associated with a prominently displayed logo, which may include graphical elements or consist solely of text styled in distinctive fashion. Such a logo is not always present, however, and other entities may be identified by logo as well. Resources such as Discogs may be of help in deciding on a label name in ambiguous cases; see the Additional resources section for more information.

Generally, do not treat any of the following as publishers, unless there is clear evidence to the contrary, or no other candidates appear on the resource:

  • An agent identified only as a rightsholder or license granter
  • An agent identified as sponsoring or otherwise supporting a project, performance, festival, etc.
  • An agent whose role is not specified, but which does not appear to be routinely involved in publishing, such as a recording studio, government program, arts council, radio station, etc.

Choosing a form of name to record

If multiple forms of name associated with an entity appear on a manifestation, when possible, choose a form of name in this order of preference:

  • A form of name that appears in connection with a prominently displayed logo on the same source of information as the title proper
  • A form of name that appears in connection with a prominently displayed logo on another source from the manifestation itself
  • A form of name that appears in connection with an issue number anywhere on the manifestation itself
  • A form of name from anywhere on the manifestation itself
  • A form of name from any other source

Multiple labels

It is common for publication, distribution, and manufacture to be intertwined for audio recordings, which can complicate deciding which labels or other entity names to record. Follow the MLA Best Practices for the Prerecording section of Manifestation: name of distributor; that is, if you cannot determine whether an entity is acting as a publisher or distributor, treat it as a publisher.

In some cases, weighing the following factors may help clarify an entity's relationship to the resource.

  • Issue numbers:

    Issue numbers sometimes contain initials or abbreviations with a clear correspondence to a named entity (for example, numbers prefixed with "OMM" for Orange Mountain Music), usually acting as a publisher and/or distributor.

  • Packaging copyright:

    Conventional (©) copyright notices—especially when provided in addition to phonogram (℗) copyright notices—usually refer to the packaging (artwork, liner notes, etc.) of a manifestation. The owner of the packaging copyright will usually be affiliated with the record label responsible for releasing the manifestation.

    A phonogram copyright notice by itself is ambiguous since, as described above, the ownership of the recorded content is not necessarily straightforward.

  • Label codes:

    Some manifestations include a label code, recognizable as the initials "LC" followed by a four- or five-digit number, assigned by the German copyright society GVL to labels that issue releases in Germany. These are not always perfectly accurate or specific. For example, the label code LC 30419 corresponds to "Parlophone Label Group (PLG)" rather than a specific label likely to be named on a manifestation.

    In 2017 GVL made label codes optional in favor of the International Standard Recording Code (ISRC), but they may be searched on the GVL website; a PDF list is also available.

Rereleases, historical labels, and facsimile packaging

In some cases, a reissue of an album may include logos or information pertaining to a label that released the original manifestation, even in cases where the label in question is long defunct. This inclusion could be deliberate or incidental—for example, because a carrier label or container is presented as a facsimile of the original release's carrier or packaging.

Generally, do not record a label as a publisher name if it is known to have no longer been active at the time of publication, or if it appears only in facsimile and information elsewhere in the manifestation indicates a different entity is responsible for the reissue. In case of doubt, use cataloger's judgment.

A former label name may be noted as an unstructured description in a Manifestation: note on manifestation (MARC 500), or as part of a structured description of a Manifestation: related manifestation of manifestation (MARC 775 if same Manifestation: carrier type or MARC 776 if different).

For issue numbers associated with the original label of a reissued album, see the MLA Best Practices for Manifestation: identifier for manifestation.

Self-published manifestations

If a commercially released manifestation has no evident publisher or label name, no publisher or label can be determined from another source, and a featured performer or performing group is the only agent named as a rightsholder on the resource itself, record the name of the performer or performing group as a name of publisher. Treat an inferred publisher name as information taken from outside the manifestation itself. Choose the form of name according to cataloger's judgment.

Distribution and manufacture statements

Distribution and manufacture statements are cataloger's judgment unless required by another policy (for example, if using DCRM to catalog rare materials).

It is common for publication, distribution, and manufacture to be intertwined for audio recordings. Generally, do not record a distribution or manufacture statement for an entity that has already been named as a publisher; likewise, do not record a manufacture statement for an entity that has already been named as a distributor.

Examples

Full publication statements

028 02 $a R2 72190 $b Rhino
264 _1 $a Los Angeles, CA : $b Rhino, $c [1995]
264 _4 $c ℗1995

Resource is a sound recording. On spine, disc, and back of container: Rhino (stylized RHINO, with letters of varying vertical alignment, in a red oval)

On disc and back of container: All selections controlled by Rhino Records Inc. This Compilation ℗ & © 1995 Rhino Records Inc., 10635 Santa Monica Blvd., Los Angeles, CA 90025-4900.

028 02 $a GM054 $b Ghostmeat Records
245 00 $a AthFest $b Athens Georgia 2009
264 _1 $a [Athens, GA] : $b Ghostmeat Records, $c [2009]
264 _4 $c ©2009

Resource is a sound recording. On back of container: Ghostmeat Records [logo]; Ghostmeat Records [text]; ©2009 AthFest, Inc.

Smaller logos present on container: Flagpole [a local weekly paper]; Bulldog 100.1 [a radio station]; Chase Park Transduction [a recording studio]; CDman.com [a CD manufacturing and distribution service]

On spine: Ghostmeat; GM054

264 _1 $a [United Kingdom?] : $b Parlophone, $c [2015]
Or
264 _1 $a [United Kingdom?] : $b Parlophone : $b Gem, $c [2015]
264 _4 $c ℗2012
Or
264 _4 $c ℗2012 $c ©2015

Resource is a sound recording. On disc: A Gem production [text]; ℗1972 The copyright in this sound recording is owned by Jones/Tintoretto Entertainment Co., LLC under exclusive license to Parlophone Records Ltd. Digital remaster ℗2012 The copyright in this sound recording is owned by Jones/Tintoretto Entertainment Co., LLC under exclusive license to Parlophone Records Ltd. ©2015 Jones/Tintoretto Entertainment Co., LLC. ... ©2015 Parlophone Records Ltd. A Warner Music Group Company.

On container: A Gem production [under wordless graphic logo]; Parlophone [logo]

Label names

264 _1 $a [Hamburg, Germany] : $b Archiv Produktion, a Universal Music company
Resource is an audio recording. Trade name or brand name (label) used by a company recorded as publisher's name.
264 _1 $a New York, N.Y. : $b London
Resource is an audio recording. On label: London; on container: London Records, a division of Polygram Records, Inc., New York, N.Y.
264 _1 $a [Paris] : $b Opus111 : $b Naïve
Or
264 _1 $a Paris : $b Opus111/Naïve
On resource: Opus111/Naïve. Unclear whether two names in the same source represent a publishing company and the name of a subdivision of that company or a trade name or brand name used by that company, or two unrelated publishers. Treat as a single entity or transcribe both names as publishers.
264 _1 $a New York, NY : $b GRP Records, $c [1994]
490 1_ $a Decca jazz
Unclear if a trade name is a series name or publishing subdivision. Name has been established as a series title in the LC Name Authority File.

Additional resources

Discography of American Historical Recordings (DAHR)

A database of recordings from the 78rpm era made by American record companies. Includes matrix numbers and date/place of capture information where known.

Discogs

A user-maintained catalog of recordings for collectors and sellers of music. Discogs organizes all releases and alternate versions of an album under a "master release," which functions similarly to the RDA concept of a work group. It also includes artist and label information, including alternate names and aliases with an effort to differentiate between identically named entities; in the case of artists and labels with limited information this may not be sufficiently definitive for authority work.

Gesellschaft zur Verwertung von Leistungsschutzrechten (GVL), Label Recherche

A searchable index of labels that have been assigned label codes by GVL. Searchable by label code (omit the preceding "LC"), label name or short form, and associated manufacturer(s) ("Hersteller").

Musicbrainz

A user-maintained catalog of music metadata that supports recording relationships between entities. Searchable by many categories, including artist, label, release, event, work, and series. Musicbrainz organizes all releases and alternate versions of an album under a "release group," which functions similarly to the RDA concept of a work group. Also includes a Wikidata-based vocabulary of medium of performance terms.

Music Cataloging at Yale. Sound recording cataloging

A collection of various resources helpful especially for cataloging older recording formats, particularly 78 RPM records, including historical information. Includes some information specific to Yale cataloging practices.

Performers and other agents contributing to recordings

For audio and video recordings, routinely record performers, narrators and/or presenters in a Manifestation: note on manifestation if they are not already named as part of a Manifestation: statement of responsibility. Optionally, give names of members of a musical group in parentheses after the name of the group if deemed useful for identification or selection. Also record producers, directors, production designers, etc., if deemed useful for identification or selection.

In MARC, record contributor notes using field 511 for performers, narrators, presenters, etc., or field 508 for producers, directors, production designers, etc. If feasible, also record structured descriptions (that is, authorized access points) for agents named in notes, as described in the MLA Best Practices for Manifestation: statement of responsibility.

If there are numerous expressions embodied in the resource (see Collection Aggregates), and there are performers, etc. who perform only in some of the expressions, give all performers' names, qualified by a designation for the works/expressions involved, if feasible. Alternatively, record "Various performers" if:

  1. Giving fuller detail is not feasible or not deemed useful for identification or selection; or,
  2. Performers are named in a contents note in conjunction with the specific works/expressions in which they perform.

Examples

Notes only

511 0_ $a Dynamis Ensemble (Birgit Noite, flute ; Rocco Parisi, clarinet/bass clarinet ; Paolo Casiraghi, clarinet ; Sergio Armaroli, percussion ; Candida Felici, piano ; Dominique Chiarappa-Zyrd, violin ; Teresa Felici, violoncello) ; Javier Torres Maldonado, conductor.
Ensemble members named parenthetically.
511 0_ $a Sasha Cooke, soprano ; Inon Barnatan, piano (in the Britten song) ; Wu Han, piano, Ani Kavafian, violin ; Lily Francis, viola ; David Finckel, cello (in the Walton quartet) ; Inon Barnatan, piano ; Miró Quartet (Daniel Ching, Sandy Yamamoto, violins ; John Largess, viola ; Joshua Gindele, cello) (in the Elgar quintet).
Resource features multiple groups of performers responsible for expressions of different works.

Performers named in contents note

511 0_ $a Various performers.
505 0_ $a Animals (1961) (Timothy Andres, prepared piano ; Caleb Burhans, Caroline Shaw, violins ; Nadia Sirota, viola ; Clarice Jensen, cello ; Chihiro Shibayama, marimba ; Chris Thompson, vibraphone) (10:00) -- Loops and sequences (1961) (Clarice Jensen, cello ; Timothy Andres, piano) (7:36) -- Three aphorisms (1960) (Timothy Andres, prepared piano) (4:00) -- Densities I (1962) : for viola solo with 4 treble instruments (Nadia Sirota, viola ; C.J. Camerieri, trumpet ; Clarice Jenson, cello ; Chihiro Shibayama, marimba ; Chris Thompson, vibraphone) (9:53) -- Four sound*poems (1962) (Clarice Jensen, Caroline Shaw, Nadia Sirota, Chris Thompson, speakers) (3:22) -- String trio (1962) (Caleb Burhans, violin ; Nadia Sirota, viola ; Clarice Jensen, cello) (12:00) -- Water music (1963) : for percussion solo and electronic tape (Alan Zimmerman, percussion) (12:40) -- Prelude to "The mystery cheese-ball" (1961) : for antiphonal rubber balloons (Timothy Andres, Caleb Burhans, Clarice Jensen, Caroline Shaw, Nadia Sirota, Chihiro Shibayama, Chris Thompson, balloons) (3:41).

Notes and access points

110 2# $a Majorstuen (Musical group), $e composer, $e instrumentalist.
245 14 $a The boréales : $b sound of northern Europe / $c Majorstuen.
511 0# $a Majorstuen (Jorun Marie Kvernberg ; Andreas Ljones ; Gjermund Larsen ; Tove Dalbakk ; Synnøve S. Bjørset ; Ragnhild Furebotten).
No access points given for the individual perfomers in the group. Note that in this example, the performing group is the creator of both the work (composer) and the expression (instrumentalist).
511 0# $a Philharmonia Orchestra ; Christoph von Dohnányi, conductor.
700 1# $a Dohnányi, Christoph von, $e conductor.
710 2# $a Philharmonia Orchestra (London, England), $e instrumentalist.
245 00 $a Morning has broken : $b playtime songs on flute and harp / $c Steve Alder, Julie Keyes ; arranged by Kurt Bestor.
700 1# $a Alder, Steve, $e instrumentalist.
700 1# $a Keyes, Julie, $e instrumentalist.
700 1# $a Bestor, Kurt, $e arranger of music.